Safekeeping Forms

If you need assistance with these forms or agreements, please contact the Safekeeping Department at (201) 356-1033 or a Calling Officer at (212) 441-6700.

SFK-001 Delivery Instructions and Deadlines for Securities PDF
SFK-002 Custody and Pledging Services – Purchase(s)/Receive(s) Form PDF
SFK-003 Custody and Pledging Services – Sale(s)/Delivery(ies) Form PDF
SFK-004 Safekeeping & Securities Services – Federal Reserve Pledge Form XLS
SFK-005 Custody and Pledging Services – NJ Department of Banking and Insurance GUDPA Form PDF
SFK-006 Custody and Pledging Services – Third Party Pledge Form PDF
SFK-007 Securities Account Control Agreement PDF
HLB-106 Global Authorization Form (replaces HLB-107, HLB-111, HLB-112, and HLB-115 as of 3/3/2008) PDF
COL-152 Instructions for Establishing an Accommodations Account PDF

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